Opportunity Information: Apply for DE FOA 0001417
The SBIR/STTR FY 2016 Phase I Release 2 opportunity (DE-FOA-0001417) is a U.S. Department of Energy (DOE) Office of Science funding announcement that offers Phase I grant support to small businesses working on early-stage research and development with clear potential to move toward commercialization in energy-related areas. It is a discretionary grant program under CFDA 81.049 and is structured as two parallel tracks: the Small Business Innovation Research (SBIR) program and the Small Business Technology Transfer (STTR) program. While the announcement text in your excerpt does not spell out the technical topics, it signals that DOE is seeking innovative R and D concepts that can be developed into commercially viable technologies aligned with DOE mission needs.
A key point of this announcement is that it is strictly limited to eligible U.S. small business concerns. DOE emphasizes that SBIR/STTR rules are designed to ensure awards go to small, independent U.S. businesses with a real economic stake in developing and commercializing the proposed innovation. Eligibility is not just about being a small company in a general sense; the FOA notes that regulations include restrictions on (1) the type of firm, (2) the company ownership structure, and (3) the firm size as measured by number of employees. In other words, applicants must fit the formal SBIR/STTR definitions and compliance rules, and the FOA directs applicants to the Part III Eligibility Information section of DE-FOA-0001417 for the specific requirements that govern who can apply and under what conditions.
From a funding and competition standpoint, the announcement lists an award ceiling of $150,000 for Phase I, with an expectation of about 110 awards. Phase I funding in the SBIR/STTR context is generally intended to support feasibility and proof-of-concept work, helping a small business demonstrate that a technical approach is credible and worth further development. This Phase I effort is typically the front end of a larger pipeline where successful projects may later pursue Phase II funding to expand R and D, build prototypes, validate performance, and reduce technical risk on the way to commercialization.
Administratively, the opportunity is run as a grant competition managed by DOE Office of Science, with the full Funding Opportunity Announcement text hosted on FedConnect. Applicants are expected to rely on the official FOA for the detailed instructions needed to complete and submit the Grant Application Package, including required forms, formatting, registrations, submission steps, and the program-specific rules that apply to SBIR versus STTR applications. The excerpt points to the FedConnect location of the full FOA, which is where applicants would find definitive guidance on how proposals will be evaluated, what documents must be included, and any topic areas or other constraints tied to this specific FY 2016 Phase I Release 2 round.
Timing details included in the source data indicate the FOA was created on 2015-11-30 and had an original closing date of 2016-02-19. The eligible applicant category is listed as small businesses, reinforcing that this is not an open solicitation for universities, nonprofits, or large firms as prime applicants (though collaborations can be part of SBIR/STTR structures, and STTR in particular is built around formal small business and research institution partnerships, as described in the full FOA). Overall, DE-FOA-0001417 is a Phase I SBIR/STTR funding opportunity meant to seed high-potential energy innovations in small U.S. businesses, with relatively modest initial awards and an emphasis on compliance with the SBIR/STTR eligibility and ownership/size rules to ensure the funding reaches the intended community of independent small firms.Apply for DE FOA 0001417
- The Office of Science in the energy sector is offering a public funding opportunity titled "SBIR/STTR FY 2016 Phase I Release 2" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049.
- This funding opportunity was created on 2015-11-30.
- Applicants must submit their applications by 2016-02-19. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Each selected applicant is eligible to receive up to $150,000.00 in funding.
- The number of recipients for this funding is limited to 110 candidate(s).
- Eligible applicants include: Small businesses.
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Frequently Asked Questions (FAQs): DOE Office of Science SBIR/STTR FY 2016 Phase I Release 2 (DE-FOA-0001417)
What is DE-FOA-0001417?
DE-FOA-0001417 is a U.S. Department of Energy (DOE) Office of Science funding opportunity announcement (FOA) for the SBIR/STTR FY 2016 Phase I Release 2 competition. It offers Phase I grant support to eligible U.S. small business concerns doing early-stage research and development (R&D) in energy-related areas with clear potential to move toward commercialization.
Which DOE office is running this opportunity?
The opportunity is administered by the DOE Office of Science as a grant competition.
What programs does this FOA cover?
This FOA is structured as two parallel tracks: the Small Business Innovation Research (SBIR) program and the Small Business Technology Transfer (STTR) program.
What is the purpose of Phase I funding under SBIR/STTR?
Phase I funding is intended to support feasibility and proof-of-concept work. The goal is to help a small business demonstrate that its proposed technical approach is credible and worth further development, with an eye toward eventual commercialization.
Is this a grant or a contract opportunity?
Based on the provided information, this is a discretionary grant program administered by DOE.
What is the CFDA number for this program?
The program is listed under CFDA 81.049.
Who is eligible to apply?
Eligibility is strictly limited to eligible U.S. small business concerns. This is not presented as an open solicitation for universities, nonprofits, or large firms as prime applicants.
Does DOE define "small business" in a specific way for this FOA?
Yes. The FOA emphasizes that eligibility is not just about being small in a general sense. SBIR/STTR rules include restrictions tied to the type of firm, the ownership structure of the company, and firm size as measured by the number of employees. Applicants are directed to the Part III Eligibility Information section of DE-FOA-0001417 for the specific requirements.
What kinds of eligibility restrictions are highlighted in the excerpt?
The excerpt notes restrictions on: (1) the type of firm, (2) the company ownership structure, and (3) the firm size based on number of employees. The full FOA contains the detailed definitions and compliance requirements.
Why does DOE emphasize SBIR/STTR eligibility and compliance so strongly?
DOE states that SBIR/STTR rules are designed to ensure awards go to small, independent U.S. businesses that have a real economic stake in developing and commercializing the proposed innovation.
Are universities or nonprofits eligible to apply as the main applicant?
The eligible applicant category is listed as small businesses, and the excerpt reinforces that this is not an open solicitation for universities or nonprofits to apply as prime applicants. (Collaborations may still be possible within SBIR/STTR structures, but details are in the full FOA.)
Can a project include a collaboration or partnership?
The excerpt indicates that collaborations can be part of SBIR/STTR structures, and it specifically notes that STTR is built around formal partnerships between a small business and a research institution. Specific rules and requirements are referenced as being in the full FOA.
What is the maximum (ceiling) award amount for Phase I?
The Phase I award ceiling listed in the excerpt is $150,000.
How many awards does DOE expect to make?
The announcement includes an expectation of about 110 awards.
What kinds of projects is DOE looking for?
The excerpt describes DOE as seeking innovative R&D concepts in energy-related areas that can be developed into commercially viable technologies aligned with DOE mission needs. The excerpt does not spell out the technical topics; those are expected to be in the official FOA.
Are specific technical topic areas listed in the excerpt?
No. The excerpt indicates that the technical topics are not spelled out there and directs applicants to the full FOA for the definitive topic areas and constraints for this specific release.
Where can applicants find the official FOA and submission instructions?
The full FOA text is hosted on FedConnect. The excerpt indicates that applicants should rely on the official FOA for detailed instructions, required forms, formatting, registrations, submission steps, evaluation criteria, required documents, and SBIR versus STTR program-specific rules.
What is the FOA creation date and closing date listed in the source information?
The source data indicates the FOA was created on 2015-11-30 and had an original closing date of 2016-02-19.
What does "Phase I Release 2" mean in this context?
From the information provided, "Phase I Release 2" identifies this specific FY 2016 Phase I round under DOE Office of Science. The excerpt does not provide additional details about how Release 2 differs from other releases, so applicants would need to consult the full FOA for any round-specific constraints or instructions.
Does Phase I lead to Phase II funding?
The excerpt describes Phase I as the front end of a larger pipeline where successful projects may later pursue Phase II funding to expand R&D, build prototypes, validate performance, and reduce technical risk on the way to commercialization.
What should applicants review to confirm they meet the eligibility requirements?
Applicants are directed to the Part III Eligibility Information section of DE-FOA-0001417 for the specific requirements governing who can apply and under what conditions.
Is this opportunity open to non-U.S. companies?
No. The excerpt states that the FOA is strictly limited to eligible U.S. small business concerns.
What is the main theme or emphasis of this FOA?
Based on the excerpt, the emphasis is on seeding high-potential energy innovations in small U.S. businesses through relatively modest Phase I awards, while ensuring strict compliance with SBIR/STTR eligibility, ownership, and size rules.
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