Opportunity Information: Apply for PAR 18 414
The NIDDK Multi-Center Clinical Study Cooperative Agreement (U01 Clinical Trial Not Allowed), Funding Opportunity Number PAR-18-414, is an NIH discretionary grant mechanism designed to support investigator-initiated, multi-center observational research. The core intent is to fund hypothesis-driven studies that address diseases and conditions within the mission of the National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK), using a cooperative agreement structure (U01). Because it is a cooperative agreement, applicants should expect substantial scientific and programmatic involvement from NIDDK staff during the conduct of the project, beyond what is typical for a standard research project grant.
A central requirement is that proposed projects must be multi-center observational studies involving three or more clinical centers. In practical terms, the FOA is aimed at research questions that genuinely require multiple sites to achieve sufficient participant numbers, increase population diversity, enhance generalizability, or ensure feasibility within a reasonable timeframe. The "Clinical Trial Not Allowed" designation means the application cannot propose an interventional clinical trial where participants are prospectively assigned to receive one or more interventions to evaluate effects on health-related outcomes. Instead, the focus should be on observational designs, such as cohort studies, registries, natural history studies, or other non-interventional clinical research approaches, as long as they are clearly hypothesis-driven and aligned with NIDDK-relevant diseases.
Another key point is that planning work must be completed before submitting a U01 under this announcement. The FOA explicitly does not allow applicants to use the U01 period to conduct early-stage organizational or feasibility planning activities that would normally precede a large multi-center effort, such as finalizing the protocol, building governance structures from scratch, developing common data elements, negotiating site agreements, or other foundational start-up work. Applicants who still need a structured planning phase are directed to first pursue an implementation planning cooperative agreement (U34; referenced as PAR-18-xxx in the text), and then follow with a U01 once the study is ready for execution. Related to that, NIDDK strongly encourages consultation with NIDDK scientific/research staff prior to submitting either a U34 or a U01, signaling that program input on fit, scope, readiness, and design is an important part of a competitive and compliant application.
Eligibility is broad and spans many organization types commonly permitted under NIH opportunities. Eligible applicants include state, county, city or township governments; special district governments; independent school districts; public and state-controlled institutions of higher education; private institutions of higher education; federally recognized Native American tribal governments; public housing authorities/Indian housing authorities; and Native American tribal organizations other than federally recognized tribal governments. The FOA also permits nonprofit organizations with and without 501(c)(3) status (excluding institutions of higher education in those categories), for-profit organizations other than small businesses, small businesses, and other eligible entities. In addition, the opportunity explicitly highlights a range of "other eligible applicants" often emphasized by NIH to encourage broad participation, including Alaska Native and Native Hawaiian Serving Institutions, Asian American Native American Pacific Islander Serving Institutions (AANAPISIs), Hispanic-serving Institutions, Historically Black Colleges and Universities (HBCUs), Tribally Controlled Colleges and Universities (TCCUs), faith-based or community-based organizations, eligible federal agencies, regional organizations, and U.S. territories or possessions.
Foreign eligibility is more restrictive. Non-domestic (non-U.S.) entities (foreign organizations and foreign institutions) are not eligible to apply as the applicant organization, and non-domestic components of U.S. organizations are also not eligible to apply. However, "foreign components" as defined in the NIH Grants Policy Statement are allowed, meaning a U.S.-based applicant can include certain international elements or collaborations if they meet NIH’s definition and are appropriately justified and structured within the application.
From an administrative perspective, the listing identifies the agency as the National Institutes of Health and classifies the activity under the broad category of Food and Nutrition, Health, with CFDA number 93.847. The original closing date shown is December 23, 2020, and the creation date is November 28, 2017. The posted excerpt does not specify an award ceiling or expected number of awards, so applicants typically would need to consult the full FOA text and any linked NIH budget guidance to understand anticipated award sizes, project periods, and portfolio priorities. Overall, the opportunity is best suited for research teams that already have a well-developed, execution-ready, multi-site observational protocol and infrastructure, and that can work effectively within NIH’s cooperative agreement model with active NIDDK engagement.Apply for PAR 18 414
- The National Institutes of Health in the food and nutrition, health sector is offering a public funding opportunity titled "NIDDK Multi-Center Clinical Study Cooperative Agreement (U01 Clinical Trial Not Allowed)" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.847.
- This funding opportunity was created on 2017-11-28.
- Applicants must submit their applications by 2020-12-23. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501 (c) (3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501 (c) (3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For-profit organizations other than small businesses, Small businesses, Others.
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FAQs: NIDDK Multi-Center Clinical Study Cooperative Agreement (U01 Clinical Trial Not Allowed) - PAR-18-414
What is this funding opportunity?
This opportunity is the NIDDK Multi-Center Clinical Study Cooperative Agreement (U01 Clinical Trial Not Allowed), Funding Opportunity Number PAR-18-414. It is an NIH discretionary grant mechanism intended to support investigator-initiated, multi-center observational research that fits within the mission of the National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK).
Which NIH Institute is sponsoring this opportunity?
The sponsoring agency is the National Institutes of Health (NIH), and the relevant Institute described in the opportunity is the National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK).
What does U01 mean in this context?
U01 is a cooperative agreement. Under a cooperative agreement structure, applicants should expect substantial scientific and programmatic involvement from NIDDK staff during the conduct of the project, beyond what is typical for a standard research project grant.
How is a cooperative agreement different from a standard research grant?
This FOA emphasizes that, because it is a cooperative agreement, NIDDK staff will have substantial scientific and programmatic involvement while the project is being conducted. That level of involvement is described as more active than what is typical for a standard research project grant.
What kind of research is this FOA intended to support?
The FOA is intended to fund hypothesis-driven, multi-center observational studies addressing diseases and conditions within NIDDK's mission (diabetes, digestive diseases, and kidney diseases/conditions, as described generally in the opportunity summary). The research must be investigator-initiated and designed to be carried out across multiple clinical centers.
Is this opportunity limited to multi-center studies?
Yes. A central requirement is that the proposed project must be a multi-center observational study involving three or more clinical centers.
How many clinical centers are required?
The FOA requires three or more clinical centers.
Why does the FOA require multiple sites?
The FOA is aimed at research questions that genuinely require multiple sites, for example to achieve sufficient participant numbers, increase population diversity, enhance generalizability, or ensure feasibility within a reasonable timeframe.
Are clinical trials allowed under this FOA?
No. The FOA is labeled "Clinical Trial Not Allowed," meaning the application cannot propose an interventional clinical trial in which participants are prospectively assigned to receive one or more interventions to evaluate effects on health-related outcomes.
What kinds of study designs are appropriate if clinical trials are not allowed?
The FOA indicates the focus should be on observational designs, such as cohort studies, registries, natural history studies, or other non-interventional clinical research approaches, as long as they are clearly hypothesis-driven and aligned with NIDDK-relevant diseases and conditions.
Does the study have to be hypothesis-driven?
Yes. The FOA emphasizes that the intent is to fund hypothesis-driven studies (not just descriptive efforts) within NIDDK's mission area.
Can the U01 award period be used for planning and start-up activities?
No. The FOA explicitly does not allow applicants to use the U01 period to conduct early-stage organizational or feasibility planning activities that would normally precede a large multi-center effort.
What examples of disallowed planning activities are mentioned?
The FOA lists examples of foundational planning/start-up work that should already be completed before submitting a U01, including finalizing the protocol, building governance structures from scratch, developing common data elements, negotiating site agreements, and other foundational start-up activities.
What should applicants do if they still need a structured planning phase?
Applicants who still need a structured planning phase are directed to pursue an implementation planning cooperative agreement (U34; referenced in the text as PAR-18-xxx) first, and then apply for a U01 once the study is ready for execution.
Is it recommended to talk with NIDDK program staff before applying?
Yes. NIDDK strongly encourages consultation with NIDDK scientific/research staff prior to submitting either a U34 or a U01, suggesting that program input on fit, scope, readiness, and design is important for a compliant and competitive application.
Who can apply (in general terms)?
Eligibility is broad and includes many organization types commonly permitted under NIH opportunities. The FOA describes eligibility spanning government entities, academic institutions, tribal entities, nonprofit and for-profit organizations, small businesses, and other eligible entities described in the announcement.
Are U.S. government entities eligible to apply?
Yes. Eligible applicants listed include state, county, city or township governments, and special district governments.
Are schools and universities eligible to apply?
Yes. Eligible applicants include independent school districts and public and state-controlled institutions of higher education, as well as private institutions of higher education.
Are tribal governments and tribal organizations eligible?
Yes. The FOA includes federally recognized Native American tribal governments and Native American tribal organizations other than federally recognized tribal governments.
Are nonprofits eligible to apply?
Yes. The FOA permits nonprofit organizations with and without 501(c)(3) status (excluding institutions of higher education in those categories, as stated in the eligibility language provided).
Are for-profit organizations eligible to apply?
Yes. The FOA permits for-profit organizations other than small businesses, and it also lists small businesses among eligible applicants.
Are community-based or faith-based organizations eligible?
They are explicitly highlighted among "other eligible applicants" emphasized by NIH, including faith-based or community-based organizations.
Are minority-serving institutions specifically encouraged or included?
Yes. The eligibility language explicitly highlights several categories often emphasized by NIH, including Alaska Native and Native Hawaiian Serving Institutions, Asian American Native American Pacific Islander Serving Institutions (AANAPISIs), Hispanic-serving Institutions, Historically Black Colleges and Universities (HBCUs), Tribally Controlled Colleges and Universities (TCCUs), and others listed in the opportunity summary.
Are U.S. territories eligible?
Yes. U.S. territories or possessions are explicitly highlighted among the "other eligible applicants" listed in the opportunity information.
Are foreign organizations eligible to apply as the main applicant?
No. Non-domestic (non-U.S.) entities (foreign organizations and foreign institutions) are not eligible to apply as the applicant organization, and non-domestic components of U.S. organizations are also not eligible to apply.
Are any international collaborations allowed?
Yes, in a limited way. While foreign organizations cannot be the applicant, "foreign components" (as defined in the NIH Grants Policy Statement) are allowed. That means a U.S.-based applicant can include certain international elements or collaborations if they meet NIH's definition and are appropriately justified and structured within the application.
What is the CFDA number and broad activity category listed for this opportunity?
The listing classifies the activity under Food and Nutrition, Health, with CFDA number 93.847.
What are the key dates shown in the provided information?
The creation date shown is November 28, 2017, and the original closing date shown is December 23, 2020.
Does the provided excerpt specify an award ceiling or the expected number of awards?
No. The excerpt provided does not specify an award ceiling or the expected number of awards.
What type of project team is this opportunity best suited for?
Based on the provided description, it is best suited for research teams that already have a well-developed, execution-ready, multi-site observational protocol and infrastructure, and that can work effectively within NIH's cooperative agreement model with active NIDDK engagement.
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Applicants also applied for:
Applicants who have applied for this opportunity (PAR 18 414) also looked into and applied for these:
| Funding Opportunity |
|---|
| NIDDK Mentored Research Scientist Development Award (K01-Clinical Trial Required) Apply for PAR 18 418 Funding Number: PAR 18 418 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: Case Dependent |
| NIDDK Mentored Research Scientist Development Award (K01-No Independent Clinical Trials) Apply for PAR 18 419 Funding Number: PAR 18 419 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: Case Dependent |
| High Impact, Interdisciplinary Science in NIDDK Research Areas (RC2 Clinical Trial Optional) Apply for PAR 18 111 Funding Number: PAR 18 111 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: Case Dependent |
| Academic Research Enhancement Award in Diseases within the Mission of NIDDK (R15 - Clinical Trial Required) Apply for PA 18 495 Funding Number: PA 18 495 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: Case Dependent |
| Microphysiological Systems (MPS) for Modeling Diabetes (UG3/UH3 Clinical Trial Not Allowed) Apply for RFA DK 17 035 Funding Number: RFA DK 17 035 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: Case Dependent |
| Ancillary Studies to the NIDDK Inflammatory Bowel Disease Genetics Consortium (R21 - Clinical Trial Optional) Apply for RFA DK 17 018 Funding Number: RFA DK 17 018 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: $150,000 |
| Ancillary Studies to the NIDDK Inflammatory Bowel Disease Genetics Consortium (R01- Clinical Trial Optional) Apply for RFA DK 17 017 Funding Number: RFA DK 17 017 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: $200,000 |
| Support for Small Business Innovation Research to Develop New Open and Closed-Loop Automated Technologies for Better Type 1 Diabetes Therapy and Monitoring (SBIR) (R43/R44- Clinical Trial Not Allowed) Apply for RFA DK 17 029 Funding Number: RFA DK 17 029 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: Case Dependent |
| Development of New Technologies and Bioengineering Solutions for the Advancement of Cell Replacement Therapies for Type 1 Diabetes (R43/44 Clinical Trial Not Allowed) Apply for RFA DK 17 030 Funding Number: RFA DK 17 030 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: Case Dependent |
| Underactive Bladder and Detrusor Activity in Aging (R01 Clinical Trial Optional) Apply for PA 18 570 Funding Number: PA 18 570 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: Case Dependent |
| Pilot and Feasibility Studies of HIV and Animal Models for HIV Infection within the Mission of NIDDK (R21 Clinical Trial Optional) Apply for PA 18 615 Funding Number: PA 18 615 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: $200,000 |
| Limited Competition for the Continuation of the Clinical Centers for The Environmental Determinants of Diabetes in the Young (TEDDY) Study (U01 Clinical Trial Not Allowed ) Apply for RFA DK 17 511 Funding Number: RFA DK 17 511 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: $1,100,000 |
| Mass Spectrometric Assays for the Reliable and Reproducible Detection of Proteins/Peptides of Importance in Type 1 Diabetes Research (U01 Clinical Trial Not Allowed) Apply for RFA DK 17 019 Funding Number: RFA DK 17 019 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: $350,000 |
| Immune System Engineering For Targeted Tolerance in Type 1 Diabetes (R01 Clinical Trial Not Allowed) Apply for RFA DK 17 020 Funding Number: RFA DK 17 020 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: $300,000 |
| Treating Diabetes Distress to Improve Glycemic Outcomes in Type 1 Diabetes (R01 Clinical Trial Required) Apply for RFA DK 17 028 Funding Number: RFA DK 17 028 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: $500,000 |
| The Characterization and Discovery of Novel Autoantigens and Epitopes in Type 1 Diabetes (R01 Clinical Trial Optional) Apply for RFA DK 17 031 Funding Number: RFA DK 17 031 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: Case Dependent |
| Career Development Programs in Diabetes Research for Endocrinologists (K12 Clinical Trial Optional) Apply for RFA DK 17 026 Funding Number: RFA DK 17 026 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: Case Dependent |
| Incorporating Patient-Reported Outcomes into Clinical Care for Type 1 Diabetes (R01 Clinical Trial Required) Apply for RFA DK 17 027 Funding Number: RFA DK 17 027 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: $375,000 |
| High-Resolution Exploration of the Human Islet Tissue Environment [HIRN Human Pancreas Analysis Consortium (HPAC)] (U01 Clinical Trial Not Allowed) Apply for RFA DK 17 022 Funding Number: RFA DK 17 022 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: $550,000 |
| Discovery of Early Type 1 Diabetes Disease Biomarkers in the Human Pancreas [HIRN Consortium on Beta Cell Death and Survival (CBDS)] (U01 - Clinical Trial Not Allowed) Apply for RFA DK 17 021 Funding Number: RFA DK 17 021 Agency: National Institutes of Health Category: Food and Nutrition, Health Funding Amount: $500,000 |
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